-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GP//Mmwdhe72wSQ/LvNnZ37w5LJNxDvRte3xdsPNnFOYvrsLXZ4JVgZET4BLzCSF uf63NxUAnCU8Bpx38sOd6g== 0001104659-06-009444.txt : 20060214 0001104659-06-009444.hdr.sgml : 20060214 20060214150303 ACCESSION NUMBER: 0001104659-06-009444 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20060214 DATE AS OF CHANGE: 20060214 GROUP MEMBERS: JAMES L. L. TULLIS GROUP MEMBERS: JOAN P. NEUSCHELER GROUP MEMBERS: LYLE A. HOHNKE GROUP MEMBERS: TD II REGIONAL PARTNERS, INC. GROUP MEMBERS: TD LIGHTHOUSE PARTNERS CAPITAL FUND, L.P. GROUP MEMBERS: THOMAS P. DICKERSON GROUP MEMBERS: TIMOTHY M. BOUNO GROUP MEMBERS: TULLIS-DICKERSON CAPITAL FOCUS III, L.P. GROUP MEMBERS: TULLIS-DICKERSON PARTNERS III, L.L.C. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Adams Respiratory Therapeutics, Inc. CENTRAL INDEX KEY: 0001319439 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 752725552 STATE OF INCORPORATION: TX FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-80877 FILM NUMBER: 06613502 BUSINESS ADDRESS: STREET 1: 425 MAIN STREET CITY: CHESTER STATE: NJ ZIP: 07930 BUSINESS PHONE: (908) 879-1400 MAIL ADDRESS: STREET 1: 425 MAIN STREET CITY: CHESTER STATE: NJ ZIP: 07930 FORMER COMPANY: FORMER CONFORMED NAME: Adams Laboratories, Inc. DATE OF NAME CHANGE: 20050302 FORMER COMPANY: FORMER CONFORMED NAME: Adams Respiratory Therapeutics, Inc. DATE OF NAME CHANGE: 20050301 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: TD Origen Capital Fund, L.P. CENTRAL INDEX KEY: 0001353109 IRS NUMBER: 850458133 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 2 GREENWICH PLAZA, 4TH FLOOR CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 230-861-1717 MAIL ADDRESS: STREET 1: 2 GREENWICH PLAZA, 4TH FLOOR CITY: GREENWICH STATE: CT ZIP: 06830 SC 13G 1 a06-4899_1sc13g.htm BENEFICIAL OWNERSHIP OF 5% OR MORE

 

 

UNITED STATES

 

 

SECURITIES AND EXCHANGE COMMISSION

 

 

Washington, D.C. 20549

 

 

 

SCHEDULE 13G

 

 

Under the Securities Exchange Act of 1934
(Amendment No.     )*

 

ADAMS RESPIRATORY THERAPEUTICS, INC.

(Name of Issuer)

COMMON STOCK, PAR VALUE $0.01 PER SHARE

(Title of Class of Securities)

00635P 10 7

(CUSIP Number)

DECEMBER 31, 2005

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

o

Rule 13d-1(b)

o

Rule 13d-1(c)

ý

Rule 13d-1(d)

 

*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 



 

CUSIP No. 00635P 10 7

 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)
TD Origen Capital Fund, L.P.  – IRS # 85-0458133

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

ý (1)

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
Delaware, United States of America

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
0

 

6.

Shared Voting Power 
2,441,134 (2)

 

7.

Sole Dispositive Power 
0

 

8.

Shared Dispositive Power
2,441,134 (2)

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
2,441,134 (2)

 

 

10.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (11)
7.16% (3)

 

 

12.

Type of Reporting Person (See Instructions)
PN

 


(1) This Schedule is filed by TD Origen Capital Fund, L.P., TD Lighthouse Capital Fund, L.P., TD II Regional Partners, Inc., Tullis-Dickerson Capital Focus III, L.P., Tullis-Dickerson Partners III, L.L.C.,  Joan P. Neuscheler, James L. L. Tullis, Thomas P. Dickerson, Lyle A. Hohnke and Timothy M. Buono (collectively, the “Tullis-Dickerson Entities”).  The Tullis-Dickerson Entities expressly disclaim status as a “group” for purposes of this Schedule 13G. 

 

(2)  Includes: (i) 709,852 shares of common stock held by TD Origen Capital Fund, L.P.; (ii) 433,123 shares of common stock held by TD Lighthouse Capital Fund, L.P.; (iii) 1,292,972 shares of common stock held by Tullis-Dickerson Capital Focus III, L.P.; (iv)  1,187 restricted units held directly by Joan P. Neuscheler for the benefit of TD Origen Capital Fund, L.P., TD Lighthouse Capital Fund, L.P. and Tullis-Dickerson Capital Focus III, L.P., that vest in full on the first annual stockholders' meeting following the date of grant, or earlier in the case of certain terminations or change in control events; and (v) options to acquire 4,000 shares of common stock held directly by Joan P. Neuscheler for the benefit of TD Origen Capital Fund, L.P., TD Lighthouse Capital Fund, L.P. and Tullis-Dickerson Capital Focus III, L.P., that will fully vest at the first annual stockholders’ meeting following the date of grant or earlier in the case of certain terminations or change in control events.  Upon vesting, the restricted stock units will automatically convert into deferred stock units, which will not be covered into common stock until six months following Ms. Neuscheler’s termination of board service.  TD II Regional Partners, Inc. is the sole general partner of TD Origen Capital Fund, L.P. and TD Lighthouse Capital Fund, L.P.  Tullis-Dickerson Partners III, L.L.C. is the sole general partner of Tullis-Dickerson Capital Focus III, L.P.  Joan P. Neuscheler, James L. L. Tullis, Thomas P. Dickerson, Lyle A. Hohnke and Timothy M. Buono share voting and/or dispositive power over all such shares.  These individuals disclaim beneficial ownership of the shares beneficially owned by the above entities except to the extent of their pecuniary interests therein.

 

(3)  Based on 34,116,867 shares of Common Stock, par value $0.01 per share, outstanding on December 14, 2005, based on information contained in the Prospectus filed by the Issuer dated December 9, 2005. 

 

2



 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)
TD Lighthouse Capital Fund, L.P.   – IRS #  06-1534768

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

ý (1)

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
Delaware, United States of America

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
0

 

6.

Shared Voting Power 
2,441,134 (2)

 

7.

Sole Dispositive Power 
0

 

8.

Shared Dispositive Power
2,441,134 (2)

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
2,441,134 (2)

 

 

10.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (11)
7.16% (3)

 

 

12.

Type of Reporting Person (See Instructions)
PN

 


(1) This Schedule is filed by TD Origen Capital Fund, L.P., TD Lighthouse Capital Fund, L.P., TD II Regional Partners, Inc., Tullis-Dickerson Capital Focus III, L.P., Tullis-Dickerson Partners III, L.L.C.,  Joan P. Neuscheler, James L. L. Tullis, Thomas P. Dickerson, Lyle A. Hohnke and Timothy M. Buono (collectively, the “Tullis-Dickerson Entities”).  The Tullis-Dickerson Entities expressly disclaim status as a “group” for purposes of this Schedule 13G. 

 

(2)  Includes: (i) 709,852 shares of common stock held by TD Origen Capital Fund, L.P.; (ii) 433,123 shares of common stock held by TD Lighthouse Capital Fund, L.P.; (iii) 1,292,972 shares of common stock held by Tullis-Dickerson Capital Focus III, L.P.; (iv)  1,187 restricted units held directly by Joan P. Neuscheler for the benefit of TD Origen Capital Fund, L.P., TD Lighthouse Capital Fund, L.P. and Tullis-Dickerson Capital Focus III, L.P., that vest in full on the first annual stockholders' meeting following the date of grant, or earlier in the case of certain terminations or change in control events; and (v) options to acquire 4,000 shares of common stock held directly by Joan P. Neuscheler for the benefit of TD Origen Capital Fund, L.P., TD Lighthouse Capital Fund, L.P. and Tullis-Dickerson Capital Focus III, L.P., that will fully vest at the first annual stockholders’ meeting following the date of grant or earlier in the case of certain terminations or change in control events.  Upon vesting, the restricted stock units will automatically convert into deferred stock units, which will not be covered into common stock until six months following Ms. Neuscheler’s termination of board service.  TD II Regional Partners, Inc. is the sole general partner of TD Origen Capital Fund, L.P. and TD Lighthouse Capital Fund, L.P.  Tullis-Dickerson Partners III, L.L.C. is the sole general partner of Tullis-Dickerson Capital Focus III, L.P.  Joan P. Neuscheler, James L. L. Tullis, Thomas P. Dickerson, Lyle A. Hohnke and Timothy M. Buono share voting and/or dispositive power over all such shares.  These individuals disclaim beneficial ownership of the shares beneficially owned by the above entities except to the extent of their pecuniary interests therein.

 

(3)  Based on 34,116,867 shares of Common Stock, par value $0.01 per share, outstanding on December 14, 2005, based on information contained in the Prospectus filed by the Issuer dated December 9, 2005.     

 

3



 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)
TD II Regional Partners, Inc.   – IRS # 06-1534765

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

ý (1)

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
Delaware, United States of America

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
0

 

6.

Shared Voting Power 
2,441,134 (2)

 

7.

Sole Dispositive Power 
0

 

8.

Shared Dispositive Power
2,441,134 (2)

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
2,441,134 (2)

 

 

10.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (11)
7.16% (3)

 

 

12.

Type of Reporting Person (See Instructions)
CO

 


(1) This Schedule is filed by TD Origen Capital Fund, L.P., TD Lighthouse Capital Fund, L.P., TD II Regional Partners, Inc., Tullis-Dickerson Capital Focus III, L.P., Tullis-Dickerson Partners III, L.L.C.,  Joan P. Neuscheler, James L. L. Tullis, Thomas P. Dickerson, Lyle A. Hohnke and Timothy M. Buono (collectively, the “Tullis-Dickerson Entities”).  The Tullis-Dickerson Entities expressly disclaim status as a “group” for purposes of this Schedule 13G. 

 

(2)  Includes: (i) 709,852 shares of common stock held by TD Origen Capital Fund, L.P.; (ii) 433,123 shares of common stock held by TD Lighthouse Capital Fund, L.P.; (iii) 1,292,972 shares of common stock held by Tullis-Dickerson Capital Focus III, L.P.; (iv)  1,187 restricted units held directly by Joan P. Neuscheler for the benefit of TD Origen Capital Fund, L.P., TD Lighthouse Capital Fund, L.P. and Tullis-Dickerson Capital Focus III, L.P., that vest in full on the first annual stockholders' meeting following the date of grant, or earlier in the case of certain terminations or change in control events; and (v) options to acquire 4,000 shares of common stock held directly by Joan P. Neuscheler for the benefit of TD Origen Capital Fund, L.P., TD Lighthouse Capital Fund, L.P. and Tullis-Dickerson Capital Focus III, L.P., that will fully vest at the first annual stockholders’ meeting following the date of grant or earlier in the case of certain terminations or change in control events.  Upon vesting, the restricted stock units will automatically convert into deferred stock units, which will not be covered into common stock until six months following Ms. Neuscheler’s termination of board service.  TD II Regional Partners, Inc. is the sole general partner of TD Origen Capital Fund, L.P. and TD Lighthouse Capital Fund, L.P.  Tullis-Dickerson Partners III, L.L.C. is the sole general partner of Tullis-Dickerson Capital Focus III, L.P.  Joan P. Neuscheler, James L. L. Tullis, Thomas P. Dickerson, Lyle A. Hohnke and Timothy M. Buono share voting and/or dispositive power over all such shares.  These individuals disclaim beneficial ownership of the shares beneficially owned by the above entities except to the extent of their pecuniary interests therein.

 

(3)  Based on 34,116,867 shares of Common Stock, par value $0.01 per share, outstanding on December 14, 2005, based on information contained in the Prospectus filed by the Issuer dated December 9, 2005.

 

4



 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)
Tullis-Dickerson Capital Focus III, L.P.  – IRS # 06-1621801

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

ý (1)

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
Delaware, United States of America

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
0

 

6.

Shared Voting Power 
2,441,134 (2)

 

7.

Sole Dispositive Power 
0

 

8.

Shared Dispositive Power
2,441,134 (2)

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
2,441,134 (2)

 

 

10.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (11)
7.16% (3)

 

 

12.

Type of Reporting Person (See Instructions)
PN

 


(1) This Schedule is filed by TD Origen Capital Fund, L.P., TD Lighthouse Capital Fund, L.P., TD II Regional Partners, Inc., Tullis-Dickerson Capital Focus III, L.P., Tullis-Dickerson Partners III, L.L.C.,  Joan P. Neuscheler, James L. L. Tullis, Thomas P. Dickerson, Lyle A. Hohnke and Timothy M. Buono (collectively, the “Tullis-Dickerson Entities”).  The Tullis-Dickerson Entities expressly disclaim status as a “group” for purposes of this Schedule 13G. 

 

(2)  Includes: (i) 709,852 shares of common stock held by TD Origen Capital Fund, L.P.; (ii) 433,123 shares of common stock held by TD Lighthouse Capital Fund, L.P.; (iii) 1,292,972 shares of common stock held by Tullis-Dickerson Capital Focus III, L.P.; (iv)  1,187 restricted units held directly by Joan P. Neuscheler for the benefit of TD Origen Capital Fund, L.P., TD Lighthouse Capital Fund, L.P. and Tullis-Dickerson Capital Focus III, L.P., that vest in full on the first annual stockholders' meeting following the date of grant, or earlier in the case of certain terminations or change in control events; and (v) options to acquire 4,000 shares of common stock held directly by Joan P. Neuscheler for the benefit of TD Origen Capital Fund, L.P., TD Lighthouse Capital Fund, L.P. and Tullis-Dickerson Capital Focus III, L.P., that will fully vest at the first annual stockholders’ meeting following the date of grant or earlier in the case of certain terminations or change in control events.  Upon vesting, the restricted stock units will automatically convert into deferred stock units, which will not be covered into common stock until six months following Ms. Neuscheler’s termination of board service.  TD II Regional Partners, Inc. is the sole general partner of TD Origen Capital Fund, L.P. and TD Lighthouse Capital Fund, L.P.  Tullis-Dickerson Partners III, L.L.C. is the sole general partner of Tullis-Dickerson Capital Focus III, L.P.  Joan P. Neuscheler, James L. L. Tullis, Thomas P. Dickerson, Lyle A. Hohnke and Timothy M. Buono share voting and/or dispositive power over all such shares.  These individuals disclaim beneficial ownership of the shares beneficially owned by the above entities except to the extent of their pecuniary interests therein.

 

(3)  Based on 34,116,867 shares of Common Stock, par value $0.01 per share, outstanding on December 14, 2005, based on information contained in the Prospectus filed by the Issuer dated December 9, 2005.

 

5



 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)
Tullis-Dickerson Partners III, L.L.C.  – IRS # 06-1621800

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

ý (1)

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
Delaware, United States of America

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
0

 

6.

Shared Voting Power 
2,441,134 (2)

 

7.

Sole Dispositive Power 
0

 

8.

Shared Dispositive Power
2,441,134 (2)

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
2,441,134 (2)

 

 

10.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (11)
7.16% (3)

 

 

12.

Type of Reporting Person (See Instructions)
OO

 


(1) This Schedule is filed by TD Origen Capital Fund, L.P., TD Lighthouse Capital Fund, L.P., TD II Regional Partners, Inc., Tullis-Dickerson Capital Focus III, L.P., Tullis-Dickerson Partners III, L.L.C.,  Joan P. Neuscheler, James L. L. Tullis, Thomas P. Dickerson, Lyle A. Hohnke and Timothy M. Buono (collectively, the “Tullis-Dickerson Entities”).  The Tullis-Dickerson Entities expressly disclaim status as a “group” for purposes of this Schedule 13G. 

 

(2)  Includes: (i) 709,852 shares of common stock held by TD Origen Capital Fund, L.P.; (ii) 433,123 shares of common stock held by TD Lighthouse Capital Fund, L.P.; (iii) 1,292,972 shares of common stock held by Tullis-Dickerson Capital Focus III, L.P.; (iv)  1,187 restricted units held directly by Joan P. Neuscheler for the benefit of TD Origen Capital Fund, L.P., TD Lighthouse Capital Fund, L.P. and Tullis-Dickerson Capital Focus III, L.P., that vest in full on the first annual stockholders' meeting following the date of grant, or earlier in the case of certain terminations or change in control events; and (v) options to acquire 4,000 shares of common stock held directly by Joan P. Neuscheler for the benefit of TD Origen Capital Fund, L.P., TD Lighthouse Capital Fund, L.P. and Tullis-Dickerson Capital Focus III, L.P., that will fully vest at the first annual stockholders’ meeting following the date of grant or earlier in the case of certain terminations or change in control events.  Upon vesting, the restricted stock units will automatically convert into deferred stock units, which will not be covered into common stock until six months following Ms. Neuscheler’s termination of board service.  TD II Regional Partners, Inc. is the sole general partner of TD Origen Capital Fund, L.P. and TD Lighthouse Capital Fund, L.P.  Tullis-Dickerson Partners III, L.L.C. is the sole general partner of Tullis-Dickerson Capital Focus III, L.P.  Joan P. Neuscheler, James L. L. Tullis, Thomas P. Dickerson, Lyle A. Hohnke and Timothy M. Buono share voting and/or dispositive power over all such shares.  These individuals disclaim beneficial ownership of the shares beneficially owned by the above entities except to the extent of their pecuniary interests therein.

 

(3)  Based on 34,116,867 shares of Common Stock, par value $0.01 per share, outstanding on December 14, 2005, based on information contained in the Prospectus filed by the Issuer dated December 9, 2005.

 

6



 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)
Joan P. Neuscheler  - IRS # ###-##-####

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

ý (1)

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
Connecticut, United States of America

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
5,250 (2)

 

6.

Shared Voting Power 
2,441,134 (3)

 

7.

Sole Dispositive Power 
5,250 (2)

 

8.

Shared Dispositive Power
2,441,134 (3)

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
2,446,384 (2)(3)

 

 

10.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (11)
7.17% (4)

 

 

12.

Type of Reporting Person (See Instructions)
IN

 


(1) This Schedule is filed by TD Origen Capital Fund, L.P., TD Lighthouse Capital Fund, L.P., TD II Regional Partners, Inc., Tullis-Dickerson Capital Focus III, L.P., Tullis-Dickerson Partners III, L.L.C.,  Joan P. Neuscheler, James L. L. Tullis, Thomas P. Dickerson, Lyle A. Hohnke and Timothy M. Buono (collectively, the “Tullis-Dickerson Entities”).  The Tullis-Dickerson Entities expressly disclaim status as a “group” for purposes of this Schedule 13G. 

 

(2)  Includes: (i) 2,250 shares of common stock held indirectly by Ms. Neuscheler’s three children in Custodial Accounts (divided equally among the three Custodial Accounts); and (ii) 3,000 shares of common stock held directly by Joan P. Neuscheler 

 

(3)  Includes: (i) 709,852 shares of common stock held by TD Origen Capital Fund, L.P.; (ii) 433,123 shares of common stock held by TD Lighthouse Capital Fund, L.P.; (iii) 1,292,972 shares of common stock held by Tullis-Dickerson Capital Focus III, L.P.; (iv)  1,187 restricted units held directly by Joan P. Neuscheler for the benefit of TD Origen Capital Fund, L.P., TD Lighthouse Capital Fund, L.P. and Tullis-Dickerson Capital Focus III, L.P., that vest in full on the first annual stockholders' meeting following the date of grant, or earlier in the case of certain terminations or change in control events; and (v) options to acquire 4,000 shares of common stock held directly by Joan P. Neuscheler for the benefit of TD Origen Capital Fund, L.P., TD Lighthouse Capital Fund, L.P. and Tullis-Dickerson Capital Focus III, L.P., that will fully vest at the first annual stockholders’ meeting following the date of grant or earlier in the case of certain terminations or change in control events.  Upon vesting, the restricted stock units will automatically convert into deferred stock units, which will not be covered into common stock until six months following Ms. Neuscheler’s termination of board service.  TD II Regional Partners, Inc. is the sole general partner of TD Origen Capital Fund, L.P. and TD Lighthouse Capital Fund, L.P.  Tullis-Dickerson Partners III, L.L.C. is the sole general partner of Tullis-Dickerson Capital Focus III, L.P.  Joan P. Neuscheler, James L. L. Tullis, Thomas P. Dickerson, Lyle A. Hohnke and Timothy M. Buono share voting and/or dispositive power over all such shares.  These individuals disclaim beneficial ownership of the shares beneficially owned by the above entities except to the extent of their pecuniary interests therein.

 

(4)  Based on 34,116,867 shares of Common Stock, par value $0.01 per share, outstanding on December 14, 2005, based on information contained in the Prospectus filed by the Issuer dated December 9, 2005.

 

7



 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)
James L. L. Tullis   - IRS # ###-##-####

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

ý (1)

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
Connecticut, United States of America

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
8,800 (2)

 

6.

Shared Voting Power 
2,441,134 (3)

 

7.

Sole Dispositive Power 
8,800 (2)

 

8.

Shared Dispositive Power
2,441,134 (3)

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
2,449,934 (2)(3)

 

 

10.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (11)
7.18% (4)

 

 

12.

Type of Reporting Person (See Instructions)
IN

 


(1) This Schedule is filed by TD Origen Capital Fund, L.P., TD Lighthouse Capital Fund, L.P., TD II Regional Partners, Inc., Tullis-Dickerson Capital Focus III, L.P., Tullis-Dickerson Partners III, L.L.C.,  Joan P. Neuscheler, James L. L. Tullis, Thomas P. Dickerson, Lyle A. Hohnke and Timothy M. Buono (collectively, the “Tullis-Dickerson Entities”).  The Tullis-Dickerson Entities expressly disclaim status as a “group” for purposes of this Schedule 13G. 

 

(2)  Includes 8,800 shares of common stock held directly by James L. L. Tullis and his wife. 

 

(3)  Includes: (i) 709,852 shares of common stock held by TD Origen Capital Fund, L.P.; (ii) 433,123 shares of common stock held by TD Lighthouse Capital Fund, L.P.; (iii) 1,292,972 shares of common stock held by Tullis-Dickerson Capital Focus III, L.P.; (iv)  1,187 restricted units held directly by Joan P. Neuscheler for the benefit of TD Origen Capital Fund, L.P., TD Lighthouse Capital Fund, L.P. and Tullis-Dickerson Capital Focus III, L.P., that vest in full on the first annual stockholders' meeting following the date of grant, or earlier in the case of certain terminations or change in control events; and (v) options to acquire 4,000 shares of common stock held directly by Joan P. Neuscheler for the benefit of TD Origen Capital Fund, L.P., TD Lighthouse Capital Fund, L.P. and Tullis-Dickerson Capital Focus III, L.P., that will fully vest at the first annual stockholders’ meeting following the date of grant or earlier in the case of certain terminations or change in control events.  Upon vesting, the restricted stock units will automatically convert into deferred stock units, which will not be covered into common stock until six months following Ms. Neuscheler’s termination of board service.  TD II Regional Partners, Inc. is the sole general partner of TD Origen Capital Fund, L.P. and TD Lighthouse Capital Fund, L.P.  Tullis-Dickerson Partners III, L.L.C. is the sole general partner of Tullis-Dickerson Capital Focus III, L.P.  Joan P. Neuscheler, James L. L. Tullis, Thomas P. Dickerson, Lyle A. Hohnke and Timothy M. Buono share voting and/or dispositive power over all such shares.  These individuals disclaim beneficial ownership of the shares beneficially owned by the above entities except to the extent of their pecuniary interests therein.

 

(4)  Based on 34,116,867 shares of Common Stock, par value $0.01 per share, outstanding on December 14, 2005, based on information contained in the Prospectus filed by the Issuer dated December 9, 2005.

 

8



 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)
Thomas P. Dickerson   - IRS # ###-##-####

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

ý (1)

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
New York, United States of America

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
3,500 (2)

 

6.

Shared Voting Power 
2,441,134 (3)

 

7.

Sole Dispositive Power 
3,500 (2)

 

8.

Shared Dispositive Power
2,441,134 (3)

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
2,444,634 (2)(3)

 

 

10.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (11)
7.17% (4)

 

 

12.

Type of Reporting Person (See Instructions)
IN

 


(1) This Schedule is filed by TD Origen Capital Fund, L.P., TD Lighthouse Capital Fund, L.P., TD II Regional Partners, Inc., Tullis-Dickerson Capital Focus III, L.P., Tullis-Dickerson Partners III, L.L.C.,  Joan P. Neuscheler, James L. L. Tullis, Thomas P. Dickerson, Lyle A. Hohnke and Timothy M. Buono (collectively, the “Tullis-Dickerson Entities”).  The Tullis-Dickerson Entities expressly disclaim status as a “group” for purposes of this Schedule 13G. 

 

(2)  Includes 3,500 shares of common stock held directly by Thomas P. Dickerson. 

 

(3)  Includes: (i) 709,852 shares of common stock held by TD Origen Capital Fund, L.P.; (ii) 433,123 shares of common stock held by TD Lighthouse Capital Fund, L.P.; (iii) 1,292,972 shares of common stock held by Tullis-Dickerson Capital Focus III, L.P.; (iv)  1,187 restricted units held directly by Joan P. Neuscheler for the benefit of TD Origen Capital Fund, L.P., TD Lighthouse Capital Fund, L.P. and Tullis-Dickerson Capital Focus III, L.P., that vest in full on the first annual stockholders' meeting following the date of grant, or earlier in the case of certain terminations or change in control events; and (v) options to acquire 4,000 shares of common stock held directly by Joan P. Neuscheler for the benefit of TD Origen Capital Fund, L.P., TD Lighthouse Capital Fund, L.P. and Tullis-Dickerson Capital Focus III, L.P., that will fully vest at the first annual stockholders’ meeting following the date of grant or earlier in the case of certain terminations or change in control events.  Upon vesting, the restricted stock units will automatically convert into deferred stock units, which will not be covered into common stock until six months following Ms. Neuscheler’s termination of board service.  TD II Regional Partners, Inc. is the sole general partner of TD Origen Capital Fund, L.P. and TD Lighthouse Capital Fund, L.P.  Tullis-Dickerson Partners III, L.L.C. is the sole general partner of Tullis-Dickerson Capital Focus III, L.P.  Joan P. Neuscheler, James L. L. Tullis, Thomas P. Dickerson, Lyle A. Hohnke and Timothy M. Buono share voting and/or dispositive power over all such shares.  These individuals disclaim beneficial ownership of the shares beneficially owned by the above entities except to the extent of their pecuniary interests therein.

 

(4)  Based on 34,116,867 shares of Common Stock, par value $0.01 per share, outstanding on December 14, 2005, based on information contained in the Prospectus filed by the Issuer dated December 9, 2005.  

 

9



 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)
Lyle A. Hohnke    - IRS # ###-##-####

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

ý (1)

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
Alabama, United States of America

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
1,500 (2)

 

6.

Shared Voting Power 
2,441,134 (3)

 

7.

Sole Dispositive Power 
1,500 (2)

 

8.

Shared Dispositive Power
2,441,134 (3)

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
2,442,634 (2)(3)

 

 

10.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (11)
7.16% (4)

 

 

12.

Type of Reporting Person (See Instructions)
IN

 


(1) This Schedule is filed by TD Origen Capital Fund, L.P., TD Lighthouse Capital Fund, L.P., TD II Regional Partners, Inc., Tullis-Dickerson Capital Focus III, L.P., Tullis-Dickerson Partners III, L.L.C.,  Joan P. Neuscheler, James L. L. Tullis, Thomas P. Dickerson, Lyle A. Hohnke and Timothy M. Buono (collectively, the “Tullis-Dickerson Entities”).  The Tullis-Dickerson Entities expressly disclaim status as a “group” for purposes of this Schedule 13G. 

 

(2)  Includes 1,500 shares of common stock held directly by Lyle A. Hohnke. 

 

(3)  Includes: (i) 709,852 shares of common stock held by TD Origen Capital Fund, L.P.; (ii) 433,123 shares of common stock held by TD Lighthouse Capital Fund, L.P.; (iii) 1,292,972 shares of common stock held by Tullis-Dickerson Capital Focus III, L.P.; (iv)  1,187 restricted units held directly by Joan P. Neuscheler for the benefit of TD Origen Capital Fund, L.P., TD Lighthouse Capital Fund, L.P. and Tullis-Dickerson Capital Focus III, L.P., that vest in full on the first annual stockholders' meeting following the date of grant, or earlier in the case of certain terminations or change in control events; and (v) options to acquire 4,000 shares of common stock held directly by Joan P. Neuscheler for the benefit of TD Origen Capital Fund, L.P., TD Lighthouse Capital Fund, L.P. and Tullis-Dickerson Capital Focus III, L.P., that will fully vest at the first annual stockholders’ meeting following the date of grant or earlier in the case of certain terminations or change in control events.  Upon vesting, the restricted stock units will automatically convert into deferred stock units, which will not be covered into common stock until six months following Ms. Neuscheler’s termination of board service.  TD II Regional Partners, Inc. is the sole general partner of TD Origen Capital Fund, L.P. and TD Lighthouse Capital Fund, L.P.  Tullis-Dickerson Partners III, L.L.C. is the sole general partner of Tullis-Dickerson Capital Focus III, L.P.  Joan P. Neuscheler, James L. L. Tullis, Thomas P. Dickerson, Lyle A. Hohnke and Timothy M. Buono share voting and/or dispositive power over all such shares.  These individuals disclaim beneficial ownership of the shares beneficially owned by the above entities except to the extent of their pecuniary interests therein.

 

(4)  Based on 34,116,867 shares of Common Stock, par value $0.01 per share, outstanding on December 14, 2005, based on information contained in the Prospectus filed by the Issuer dated December 9, 2005.

 

10



 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)
Timothy M. Buono   - IRS # 047-623-9892

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

ý (1)

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
Connecticut, United States of America

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
1,800 (2)

 

6.

Shared Voting Power 
2,441,134 (3)

 

7.

Sole Dispositive Power 
1,800 (2)

 

8.

Shared Dispositive Power
2,441,134 (3)

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
2,442,934 (2)(3)

 

 

10.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (11)
7.16% (4)

 

 

12.

Type of Reporting Person (See Instructions)
IN

 


(1) This Schedule is filed by TD Origen Capital Fund, L.P., TD Lighthouse Capital Fund, L.P., TD II Regional Partners, Inc., Tullis-Dickerson Capital Focus III, L.P., Tullis-Dickerson Partners III, L.L.C.,  Joan P. Neuscheler, James L. L. Tullis, Thomas P. Dickerson, Lyle A. Hohnke and Timothy M. Buono (collectively, the “Tullis-Dickerson Entities”).  The Tullis-Dickerson Entities expressly disclaim status as a “group” for purposes of this Schedule 13G. 

 

(2)  Includes 1,800 shares of common stock held directly by Timothy M. Buono and his minor children. 

 

(3)  Includes: (i) 709,852 shares of common stock held by TD Origen Capital Fund, L.P.; (ii) 433,123 shares of common stock held by TD Lighthouse Capital Fund, L.P.; (iii) 1,292,972 shares of common stock held by Tullis-Dickerson Capital Focus III, L.P.; (iv)  1,187 restricted units held directly by Joan P. Neuscheler for the benefit of TD Origen Capital Fund, L.P., TD Lighthouse Capital Fund, L.P. and Tullis-Dickerson Capital Focus III, L.P., that vest in full on the first annual stockholders' meeting following the date of grant, or earlier in the case of certain terminations or change in control events; and (v) options to acquire 4,000 shares of common stock held directly by Joan P. Neuscheler for the benefit of TD Origen Capital Fund, L.P., TD Lighthouse Capital Fund, L.P. and Tullis-Dickerson Capital Focus III, L.P., that will fully vest at the first annual stockholders’ meeting following the date of grant or earlier in the case of certain terminations or change in control events.  Upon vesting, the restricted stock units will automatically convert into deferred stock units, which will not be covered into common stock until six months following Ms. Neuscheler’s termination of board service.  TD II Regional Partners, Inc. is the sole general partner of TD Origen Capital Fund, L.P. and TD Lighthouse Capital Fund, L.P.  Tullis-Dickerson Partners III, L.L.C. is the sole general partner of Tullis-Dickerson Capital Focus III, L.P.  Joan P. Neuscheler, James L. L. Tullis, Thomas P. Dickerson, Lyle A. Hohnke and Timothy M. Buono share voting and/or dispositive power over all such shares.  These individuals disclaim beneficial ownership of the shares beneficially owned by the above entities except to the extent of their pecuniary interests therein.

 

(4)  Based on 34,116,867 shares of Common Stock, par value $0.01 per share, outstanding on December 14, 2005, based on information contained in the Prospectus filed by the Issuer dated December 9, 2005.

 

11



 

Introductory Note: This Statement on Schedule 13G is filed on behalf of TD Origen Capital Fund, L.P., a limited partnership organized under the laws of the State of Delaware (“Origen”), TD Lighthouse Capital Fund, L.P., a limited partnership organized under the laws of the State of Delaware (“Lighthouse”), TD II Regional Partners, Inc., a corporation incorporated under the laws of the State of Delaware (“Regional Partners”), Tullis-Dickerson Capital Focus III, L.P., a limited partnership organized under the laws of the State of Delaware (“Capital Focus III”), Tullis-Dickerson Partners III, L.L.C., a limited liability company organized under the laws of the State of Delaware (“Partners III”),  Joan P. Neuscheler (“Neuscheler”), James L. L. Tullis (“Tullis”), Thomas P. Dickerson (“Dickerson”), Lyle A. Hohnke (“Hohnke”) and Timothy M. Buono (“Buono,” and collectively with Origen, Lighthouse, Regional Partners, Capital Focus III, Partners III, Neuscheler, Tullis, Dickerson, and Hohnke, the “Tullis-Dickerson Entities”) in respect of shares of Common Stock of Adams Respiratory Therapeutics, Inc.

 

Item 1.

 

(a)

Name of Issuer
Adams Respiratory Therapeutics, Inc.

 

(b)

Address of Issuer’s Principal Executive Offices
425 Main Street

Chester, New Jersey 07930

 

Item 2.

 

(a)

Name of Person Filing
TD Origen Capital Fund, L.P.

TD Lighthouse Capital Fund, L.P.

TD II Regional Partners, Inc.

Tullis-Dickerson Capital Focus III, L.P.

Tullis-Dickerson Partners III, L.L.C.

Joan P. Neuscheler

James L. L. Tullis

Thomas P. Dickerson

Lyle A. Hohnke

Timothy M. Buono

 

(b)

Address of Principal Business Office or, if none, Residence
2 Greenwich Plaza, 4th Floor

Greenwich, Connecticut 06830

 

(c)

Citizenship
Each of Origen, Lighthouse and Capital Focus III are limited partnerships organized in the State of Delaware.  Regional Partners is a corporation incorporated in the State of Delaware.  Partners III is a limited liability company organized in the State of Delaware.  Each of Tullis, Neuscheler, and Buono are individuals residing in the State of Connecticut, Dickerson is an individual residing in the State of New York, and Hohnke is an individual residing in the State of Alabama.

 

(d)

Title of Class of Securities
Common Stock

 

(e)

CUSIP Number
00635P 10 7

 

Item 3.

If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

 

(a)

o

Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).

 

(b)

o

Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).

 

(c)

o

Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).

 

(d)

o

Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8).

 

(e)

o

An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);

 

(f)

o

An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);

 

(g)

o

A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);

 

(h)

o

A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

 

(i)

o

A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

 

(j)

o

Group, in accordance with §240.13d-1(b)(1)(ii)(J).

Not applicable.

 

12



 

Item 4.

Ownership

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

Tullis-Dickerson
Entity

 

Shares Held
Directly

 

Sole
Voting
Power

 

Shared
Voting
Power

 

Sole
Dispositive
Power

 

Shared
Dispositive
Power

 

Beneficial
Ownership

 

Percentage
of Class (4)

 

 

TD Origen Capital Fund, L.P.

 

709,852

 

0

 

2,441,134

 

0

 

2,441,134

 

2,441,134

 

7.16

%

 

TD Lighthouse Capital Fund, L.P.

 

433,123

 

0

 

2,441,134

 

0

 

2,441,134

 

2,441,134

 

7.16

%

 

TD II Regional Partners, Inc.

 

0

 

0

 

2,441,134

 

0

 

2,441,134

 

2,441,134

 

7.16

%

 

Tullis-Dickerson Capital Focus III, L.P.

 

1,292,972

 

0

 

2,441,134

 

0

 

2,441,134

 

2,441,134

 

7.16

%

 

Tullis-Dickerson Partners III, L.L.C.

 

0

 

0

 

2,441,134

 

0

 

2,441,134

 

2,441,134

 

7.16

%

 

Joan P. Neuscheler

 

10,437

 

5,250

 

2,441,134

 

5,250

 

2,441,134

 

2,446,384

 

7.17

%

 

James L. L. Tullis

 

8,800

 

8,800

 

2,441,134

 

8,800

 

2,441,134

 

2,449,934

 

7.18

%

 

Thomas P. Dickerson

 

3,500

 

3,500

 

2,441,134

 

3,500

 

2,441,134

 

2,444,634

 

7.17

%

 

Lyle A. Hohnke

 

1,500

 

1,500

 

2,441,134

 

1,500

 

2,441,134

 

2,442,634

 

7.16

%

 

Timothy M. Buono

 

1,800

 

1,800

 

2,441,134

 

1,800

 

2,441,134

 

2,442,934

 

7.16

%

 

 

 

(a)

Amount beneficially owned:   

 

 

(b)

Percent of class:   

 

 

(c)

Number of shares as to which the person has:

 

 

 

(i)

Sole power to vote or to direct the vote   

 

 

 

(ii)

Shared power to vote or to direct the vote    

 

 

 

(iii)

Sole power to dispose or to direct the disposition of   

 

 

 

(iv)

Shared power to dispose or to direct the disposition of   

 

 

Item 5.

Ownership of Five Percent or Less of a Class

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following   o.

 

Item 6.

Ownership of More than Five Percent on Behalf of Another Person

Not applicable.

 

Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person

Not applicable.

 

Item 8.

Identification and Classification of Members of the Group

Not applicable.

 

Item 9.

Notice of Dissolution of Group

Not applicable.

 

Item 10.

Certification

Not applicable.

 

13



 

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this Statement is true, complete and correct.

 

February 14, 2006

 

TD ORIGEN CAPITAL FUND, L.P.

 

 

 

 

 

 

BY:

TD II REGIONAL PARTNERS, INC.,

 

 

ITS:

GENERAL PARTNER

 

 

 

 

 

 

By:

/s/ James L. L. Tullis

 

 

 

 

James L. L. Tullis

 

 

 

Chief Executive Officer

 

 

 

 

 

 

 

 

February 14, 2006

 

TD LIGHTHOUSE CAPITAL FUND, L.P.

 

 

 

 

 

 

BY:

TD II REGIONAL PARTNERS, INC.,

 

 

ITS:

GENERAL PARTNER

 

 

 

 

 

 

By:

/s/ James L. L. Tullis

 

 

 

 

James L. L. Tullis

 

 

 

Chief Executive Officer

 

 

 

 

 

 

 

 

February 14, 2006

 

TD II REGIONAL PARTNERS, INC.

 

 

 

 

 

By:

/s/ James L. L. Tullis

 

 

 

James L. L. Tullis

 

 

Chief Executive Officer

 

 

 

 

 

 

 

 

February 14, 2006

 

TULLIS-DICKERSON CAPITAL FOCUS III, L.P.

 

 

 

 

 

 

BY:

TULLIS DICKERSON PARTNERS III, L.L.C.,

 

 

ITS:

GENERAL PARTNER

 

 

 

 

 

 

By:

/s/ James L. L. Tullis

 

 

 

 

James L. L. Tullis

 

 

 

Principal

 

 

 

 

 

 

 

 

February 14, 2006

 

TULLIS-DICKERSON PARTNERS III, L.L.C.

 

 

 

 

 

By:

/s/ James L. L. Tullis

 

 

 

James L. L. Tullis

 

 

Principal

 

 

 

 

 

 

 

 

February 14, 2006

By:

/s/ Joan P. Neuscheler

 

 

 

JOAN P. NEUSCHELER

 

 

 

 

 

 

 

 

February 14, 2006

By:

/s/ James L. L. Tullis

 

 

 

JAMES L. L. TULLIS

 

 

 

 

 

 

February 14, 2006

By:

/s/ Thomas P. Dickerson

 

 

 

THOMAS P. DICKERSON

 

 

 

 

 

 

 

 

February 14, 2006

By:

/s/ Lyle A. Hohnke

 

 

 

LYLE A. HOHNKE

 

 

 

 

 

 

 

 

February 14, 2006

By:

/s/ Timothy M. Buono

 

 

 

TIMOTHY M. BUONO

 

14



 

EXHIBIT INDEX

 

Exhibit No.

 

 

 

 

 

99.1

 

Agreement pursuant to Rule 13d-1(k)(1) among TD Origen Capital Fund, L.P., TD Lighthouse Capital Fund, L.P., TD II Regional Partners, Inc., Tullis-Dickerson Capital Focus III, L.P., Tullis-Dickerson Partners III, L.L.C., Joan P. Neuscheler, James L. L. Tullis, Thomas P. Dickerson, Lyle A. Hohnke and Timothy M. Buono.

 

15


EX-99.1 2 a06-4899_1ex99d1.htm EXHIBIT 99

 

Exhibit 99.1

AGREEMENT

 

Pursuant to Rule 13d-1(k)(l) promulgated pursuant to the Securities Exchange Act of 1934, as amended, the undersigned agree that the attached Schedule 13G is being filed on behalf of each of the undersigned.

 

 

February 14, 2006

 

TD ORIGEN CAPITAL FUND, L.P.

 

 

 

 

 

 

BY:

TD II REGIONAL PARTNERS, INC.,

 

 

ITS:

GENERAL PARTNER

 

 

 

 

 

 

By:

/s/ James L. L. Tullis

 

 

 

 

James L. L. Tullis

 

 

 

Chief Executive Officer

 

 

 

 

 

 

 

 

February 14, 2006

 

TD LIGHTHOUSE CAPITAL FUND, L.P.

 

 

 

 

 

 

BY:

TD II REGIONAL PARTNERS, INC.,

 

 

ITS:

GENERAL PARTNER

 

 

 

 

 

 

By:

/s/ James L. L. Tullis

 

 

 

 

James L. L. Tullis

 

 

 

Chief Executive Officer

 

 

 

 

 

 

 

 

February 14, 2006

 

TD II REGIONAL PARTNERS, INC.

 

 

 

 

 

By:

/s/ James L. L. Tullis

 

 

 

James L. L. Tullis

 

 

Chief Executive Officer

 

 

 

 

 

 

 

 

February 14, 2006

 

TULLIS-DICKERSON CAPITAL FOCUS III, L.P.

 

 

 

 

 

 

BY:

TULLIS DICKERSON PARTNERS III, L.L.C.,

 

 

ITS:

GENERAL PARTNER

 

 

 

 

 

 

By:

/s/ James L. L. Tullis

 

 

 

 

James L. L. Tullis

 

 

 

Principal

 

 

 

 

 

 

 

 

February 14, 2006

 

TULLIS-DICKERSON PARTNERS III, L.L.C.

 

 

 

 

 

By:

/s/ James L. L. Tullis

 

 

 

James L. L. Tullis

 

 

Principal

 

 

 

 

 

 

 

 

February 14, 2006

By:

/s/ Joan P. Neuscheler

 

 

 

JOAN P. NEUSCHELER

 

 

 

 

 

 

 

 

February 14, 2006

By:

/s/ James L. L. Tullis

 

 

 

JAMES L. L. TULLIS

 

 

 

 

 

 

February 14, 2006

By:

/s/ Thomas P. Dickerson

 

 

 

THOMAS P. DICKERSON

 

 

 

 

 

 

 

 

February 14, 2006

By:

/s/ Lyle A. Hohnke

 

 

 

LYLE A. HOHNKE

 

 

 

 

 

 

 

 

February 14, 2006

By:

/s/ Timothy M. Buono

 

 

 

TIMOTHY M. BUONO

 


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